- Experience in the AFSL application process.
- Services offered in association with partner law firm
- Understanding of ASIC process
- Thorough scoping project prior to commencement. If we feel you are unlikely to be successful we do not proceed.
- Fixed Fees including any legal fees quoted prior to commencement.
Australian Financial Services Licence (AFSL) / Australian Credit Licence (ACL)
WHY CHOOSE US FOR YOUR AFSL OR ACL APPLICATION?
Do I need a License? Licence Need Assessment Service
For clients who are unsure if they need a Licence, our partner law firm provides formal legal advice on whether the activities they intend to undertake, or are undertaking, require Licence. Advice is formal and written due to the risk of criminal charges associated with those deemed to be operating without appropriate licensing.
Licence Application Management Service
A complete outsourced solution for those who have determined that they need a Licence and want an experienced provider to manage the licensing process and applications for them.
Prior to commencement, we undertake a thorough scope of the project with the client to determine the likelihood of success in attaining the required license. If offer the client a transparent opinion and if we feel there is a low likelihood of success, we do not proceed. low.
This service is typically in partnership with our associate law firm who oversees all compliance issues, offers legal vetting of the Licence applications and legal sign off prior to the application being submitted to ASIC. Legal fees are included in our fixed fee which provides complete budgetary certainty for the entire project.
This service is comprehensive and we have prepared a detailed scope of work in relation to activities we undertake in our management of AFS Licence and Australian Credit Licence applications. Please contact us to obtain a copy of the relevant scope of work.
VALUE ADDS & OPTIONS
- Formal Legal Advise
- Compliance Manuals & Policies
- Ongoing Compliance Support
GET IN TOUCH
Please complete the Quick Contact Form RHS and we’ll contact you within 24 hours or telephone 1300 477 210